Job Description
Role mission
\n
Disposition transaction monitoring alerts, conduct financial-crimes research and casework, and support AML investigations
\n
Core responsibilities
\n
· Monitor FCC systems and review, document, disposition or escalate first-level alerts in accordance with procedures and service expectations.
\n
· Maintain alert queues, identify trends, flag unusual patterns and support accurate operational reporting.
\n
· Support policies, desktop procedures, job aids, process maps, control documentation and knowledge-management materials.
\n
\n
· Investigate escalated alerts and cases using internal data, public records, adverse-media sources and
\n
other approved tools.
\n
· Perform EDD reviews, customer-risk research and periodic or event-driven reassessments.
\n
· Draft investigation summaries, SAR narratives and recommendations for manager review.
\n
· Support 314(a), 314(b), OFAC-related research, law-enforcement requests and account-closure
\n
analysis.
\n
· Maintain complete case files and evidence in accordance with procedures and retention requirements.
\n
· Support QA, procedure updates, testing, reporting and remediation activities.
\n
Required capabilities and experience
\n
· AML investigations, EDD, fraud, compliance, intelligence, law enforcement or similar analytical
\n
experience.
\n
· Ability to synthesize complex facts and write clear, concise investigative narratives.
\n
· Working knowledge of SARs, sanctions, adverse media and customer-risk concepts.
\n
· Strong attention to detail, research discipline and escalation judgment.
\n
Measures of success
\n
· Cases are completed timely with accurate, well-supported conclusions.
\n
· EDD and SAR support is consistent with established standards.
\n
· Case files are complete, review-ready and defensible.